Welcome to The Capital Steps

Welcome to the Capital Steps. We are a first-of-its-kind service providing third-party verified compliance for private companies conducting an SEC exempt offering under Regulation D.

When private companies conduct offerings in connection with exemptions under SEC rules, they are required to maintain certain records that will protect them in the event of an investigation. As subscribers to The Capital Steps, companies now have third-party verification of offering compliance with services that include the printing, recording, distribution, and recall of sequentially-numbered investor documents related to maintaining an exemption under the SEC guidelines for raising monies for non-public companies as well as investor registration; contracting and orientation of capital team members; and the control and logging of investor meetings. Service is provided primarily via telephone and Internet.